Overview

With regulatory change continuing to come thick and fast at national, regional and supranational levels, the wealth management industry is not only racing to keep up with a raft of newly-introduced rules but also trying to anticipate what future evolutions may bring.

This panel will discuss a wide range of issues facing institutions as they move to future-proof their business models and devise the optimum operational and technological set-up for where regulation is heading.

Agenda

08.15 - 09.00 Breakfast and networking 09.00 - 10.30 Panel and Q&A With regulatory change continuing to come thick and fast at national, regional and supranational levels, the wealth management industry is not only racing to keep up with a raft of newly-introduced rules but also trying to anticipate what future evolutions may bring. This panel will discuss a wide range of issues facing institutions as they move to future-proof their business models and devise the optimum operational and technological set-up for where regulation is heading, such as:
  • Systemisation for global firms: standardisation across countries or distinct processes for international clients?
  • Effectively storing granular data on clients' objectives, behaviour and communications to create better audit trails and boost sales
  • The role fintech firms can play in sharing best practice and collaborating with wealth and asset managers over the long-term
  • How can firms try to derive commercial benefits from future regulatory developments?
10.30 - 11.00 Networking

Logistics

Date and Time

Date: Tuesday 8th September - 2015
Time: 8:00 am – 11:00 am

Venue

Carlton Club

Address: 69 St James's Street, London, SW1A 1PJ

Telephone: +44(0) 020 7493 1164

About our Sponsors

Sponsors


Speakers

Jonathan Rogers

Partner, Financial Services Regulatory Team

Taylor Wessing

Jonathan Rogers heads Taylor Wessing’s financial services regulatory Team in London and is a member of Taylor Wessing’s wealth industry group, which comprises specialists servicing both wealth management businesses and […]

Keith MacDonald

Senior Advisor Wealth Management

Keith has been a partner advising financial services firms for over 35 years, leading businesses for EY, CapGemini and Capco.  He led EY’s Wealth Management and Private Banking business for […]

Richard Charnock

CEO

Standard Life Wealth

Chief Executive Officer of Standard Life Wealth, the Discretionary Fund Management business for ultra-high network private clients and a wholly owned subsidiary of the Standard Life Group. He is also […]

Robert Taylor

Head of Department for Investment Management

Financial Conduct Authority

Rob Taylor is the Head of Investment Management Department at the Financial Conduct Authority.  He has also worked in venture capital and is former chief executive of Kleinwort Benson Bank, […]

Tomas Hazleton

Chief Risk Officer

C Hoare & Co

Tomas Hazleton joined C Hoare & Co, the UK’s oldest bank, in 2014 after holding senior risk management roles with several UK investment firms, including Threadneedle, GAM, Bank of America […]

Wendy Spires

Head of Research

ClearView Financial Media

Wendy has been a wealth management journalist, researcher and consultant for a decade, covering a huge range of international markets and sub-sectors over that time. Known as a technology and […]


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